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AN ANALYSIS OF THE LEGAL LIABILITY OF PHYSICIANS IN MEDICAL MALPRACTICE CASES

AN ANALYSIS OF THE LEGAL LIABILITY OF PHYSICIANS IN MEDICAL MALPRACTICE CASES

In certain circumstances, specific harms may arise when a medical intervention is not performed in accordance with the requirements of medical science. In such cases, the physician who performed the intervention, as well as the administration, may be held liable. However, not every complication arising after a medical intervention—namely, adverse outcomes that occur despite the intervention having been carried out with due care and in compliance with established rules—should be regarded as medical malpractice. Malpractice – i.e. medical negligence - is assessed on the basis of various criteria in determining the harm arising from a medical error. This article examines the lawfulness of medical interventions, the distinction between malpractice and complications, the liability of physicians and the administration following malpractice, the liability of physicians working in the public and private sectors, and the circumstances under which physicians are subject to investigation authorization.

1. Lawfulness of Medical Intervention

Although there are numerous criteria for a medical intervention to be considered lawful, this article will examine the four principal conditions for its lawfulness. Accordingly, a medical intervention must remain within the objective and subjective limits, rules, and standards of contemporary medical science. The physician’s intervention must pursue a therapeutic purpose. The medical intervention must be carried out by individuals duly authorized to practice the medical profession. Finally, the patient must have given consent to the medical intervention.

The Court of Cassation has also adopted this view under one of its decisions, stating: “If medical science permits the intervention performed by the physician, then the physician is deemed to have engaged in an activity authorized by the medical profession, and therefore, the act cannot be considered unlawful on the grounds of the exercise of a right.” However, the Court of Cessation has also observed that, with increasing emphasis on the consent of the injured party, legal doctrine has gradually shifted toward a consent-based theory¹.

The primary basis of this view lies in the “freedom of science and arts”, as set out under the Constitution (Art. 27). Although the source of this right is also found under the applicable health regulations, it is most explicitly set out under Article 13/1 of the Medical Deontology Regulation. According to this provision, “a physician or dentist establishes a diagnosis and administers the necessary treatment in accordance with the requirements of medical science. The fact that such activities do not necessarily result in a cure does not give rise to deontological liability.” Furthermore, custom and usage are also regarded as sources of the right to perform medical intervention³.” [1]

The conditions, scope, and details required for the lawfulness of medical interventions are specified under the Patient Rights Regulation. Accordingly;

“g) (Supplemented: OJ-8/5/2014-28994) Medical intervention: A physical and mental procedure carried out by individuals authorized to practice the medical profession, within the limits of medical science, in accordance with professional obligations and standards, for the purpose of protecting health and diagnosing and treating diseases,

ğ) (Supplemented: OJ-8/5/2014-28994) Informed consent: The provision of necessary information to the individual by the healthcare professional who will perform any planned medical intervention prior to its execution,

h) (Supplemented: OJ-8/5/2014-28994) Consent: The individual’s voluntary and informed acceptance of a medical intervention.” [2]

The purpose of any medical intervention must be to protect health, and to diagnose and treat diseases. Such intervention must be carried out solely by individuals authorized to practice the medical profession. The most important and final requirement is the patient’s consent to the proposed medical intervention. If the patient does not provide consent, the intervention cannot be considered lawful, even if it is deemed necessary for the patient’s health.

“In my view, what renders medical interventions lawful is the fulfillment of all the conditions outlined at the beginning of this study. Accordingly, the intervention must be performed by a physician, there must be a valid medical indication and informed consent, and the physician must carry out the intervention in accordance with the requirements of medical science, exercising due care and diligence. In fact, the requirement of medical indication constitutes a constitutional condition (see Art. 17/2). Both the requirement that the intervention be performed by a physician (Art. 1-4 of the Law on the Practice of Medicine and Medical Sciences) and the requirement of consent (Art. 70 of the Law on the Practice of Medicine and Medical Sciences; Art. 6 of the Law on the Removal, Storage, and Transplantation of Organs and Tissues; Art. 4 of the Population Planning Law; additionally, the Art. 5 of the Convention on Biomedicine; Art. 5, 25 of the Patient Rights Regulation) are legal conditions. Consequently, with respect to these three requirements, the “execution of a statutory provision” is effectively fulfilled.”

The patient’s consent alone does not render a medical intervention lawful. For consent to be valid, the patient must be adequately informed about the nature of the intervention, its risks, potential complications, alternative treatment options, and the consequences of not undergoing the intervention. The scope and effect of the consent are determined by the extent of the information provided during the disclosure process.

2. Distinction Between Malpractice and Complications

Not every harm or adverse outcome arising after a medical intervention should be regarded as malpractice. Even when all necessary care and diligence are exercised, and the intervention meets the conditions of lawfulness, unforeseen or, if foreseen, undesired results may still occur. In such cases, the normal risks recognized by medical science manifest as complications.

“… In the case reviewed on appeal, the reports obtained within the file and the expert reports, including those from the Council of Forensic Medicine, indicated that the intramuscular Dicloron injection administered to the plaintiff due to leg pain was medically indicated, and when the clinical and laboratory data were evaluated together, the nerve damage observed after the intramuscular injection was consistent with injection neuropathy, and it is medically recognized that, in such injection procedures, the tissue distribution of the injected drugs can, albeit rarely, cause nerve damage, and this risk may materialize even when the injection is performed correctly according to technique, and it is thus classified as a complication that can occur despite all due care and diligence, and therefore, assuming the court accepts that the injection was administered to the correct site, the injection neuropathy developed in the individual constitutes a complication rather than malpractice, and when all findings are evaluated as a whole, no medical error was attributed to the physician supervising the treatment or to the healthcare personnel who administered the injection, and, based on the documents under the file, no apparent fault was found on the part of the administration providing services through healthcare staff, and although an informed consent form was not present under the file, according to Article 70 of the Law on the Practice of Medicine and Medical Sciences and the Circular, Nr. 2019/11 and dated 10.06.2019, of the Directorate General of Health Services of the Ministry of Health, verbal information is considered necessary and sufficient for injection procedures, as they do not constitute major surgical operations, and accordingly, it was stated that when the patient’s current treatment, prescribed by the attending physician, is administered by authorized healthcare professionals after reviewing the patient’s prescription, obtaining written consent is not mandatory. Furthermore, for compensation of material and moral damages, fault, harm, and causation must coexist. Since the condition observed in the plaintiff was classified as a complication, it is evident that no fault existed. Consequently, the plaintiff’s counsel’s appeal was rejected, and the decision, found to be in accordance with procedural and substantive law, was upheld …” [3]

As evidenced by the aforementioned Court of Cassation decision, if a medical intervention is carried out lawfully and all duties of care and diligence are fulfilled, any resulting harm cannot be classified as malpractice. Such occurrences are defined as complications. Even when all obligations of care are observed during a medical intervention, unforeseen or, if foreseen, unavoidable and undesired outcomes may still arise, and these are to be regarded as complications. The Council of State has categorized medical intervention fault under three main headings: fault arising from the procedure itself, organizational or coordination deficiencies, and fault in informing the patient, and thus in obtaining explicit consent. Under the decision of the Council of State cited below, the concepts of complication and malpractice are also clarified.

“Erroneous Medical Practice (Malpractice):

Article 13 of the Turkish Medical Association’s Rules of Medical Ethics defines medical error. Any physician intervention that lacks the due care required according to the standards and experience of medical science, and therefore appears inappropriate for the situation, is understood as a practice error (malpractice). In other words, failure to follow standard procedures, lack of knowledge and skill, or the application of inappropriate treatment during the diagnosis and treatment of a patient may be defined as a medical error. In this context, the liability arising from an erroneous medical practice constitutes ‘fault-based general liability. In terms of the physician’s legal liability, the standard of care is measured against that of an experienced specialist physician. Objectively, the physician must be capable of foreseeing potential harm to the patient’s health based on the normal course of events, and subjectively, according to their personal experience, skills, individual professional knowledge, and the quality and level of their education. At this point, the duty of care comes to the fore. The breach of a physician’s duty of care is concentrated in three areas: first, in the treatment of the patient, including diagnosis, determination of medical indication, selection and application of medical measures, and post-treatment or post-surgical care; second, in informing the patient and taking the medical history; and third, in clinical organization, including the qualification of personnel, maintaining an adequate number of staff, and cooperation among physicians (consultations). Fault in these three areas can be respectively classified as procedural error (error in treatment), fault in patient information, and organizational fault. Collectively, these three types of fault are referred to as “Medical Practice Error” (Malpractice).
At this point, the concept of medical standards should be clarified. The term ‘medical standards’ refers to the generally recognized and accepted professional rules within medical science. Violations of medical standards can occur in various ways, including diagnosis, treatment (such as lack of indication or selection of an inappropriate treatment method), and post-intervention care management.
Complication: A complication is an unforeseen or, if foreseen, unavoidable and undesired outcome during a medical intervention; however, it must not result from a lack of knowledge or skill. According to this definition, a physician who acts within the medically accepted normal risks and deviations, exercising the necessary care and diligence, is not legally liable for such undesired outcomes. A medical intervention is considered lawful if the patient is informed of the undesired outcomes (complications) that may occur during or after the procedure without any fault, and consents to the intervention. If the harmful outcome to the patient is unforeseeable and unavoidable, or even if it could have been foreseen but cannot be prevented—provided that the patient has been adequately informed, consent has been obtained, and no fault occurred during the procedure—this outcome should be regarded as a complication. At this point, it is essential that there be no deviation from medical standards and that the rules of professional experience are observed. Furthermore, the diagnosis and treatment applied during the post-complication process must also comply with medical standards. In this context, the management of the post-complication process is important for determining the presence or absence of service-related fault.”
[4]

4. Liability of Physicians Working in the Public and Private Sectors

In cases where a medical intervention is alleged to have been performed erroneously, i.e., in claims of malpractice, specific procedures exist for establishing the liability of physicians working in public healthcare institutions as well as those in private healthcare facilities or practicing independently.

a. Liability of physicians working in public healthcare institutions

The activities performed by physicians working in public healthcare institutions fall within the scope of administrative functions. When public services are delivered by the administration, the administration may be held liable for various harms caused by the personnel performing these services. Healthcare services provided by physicians in public institutions are included among these. Accordingly, the administration is liable for damages resulting from the actions of physicians working in public institutions. This liability arises from Article 125 of the Constitution.

“Article 125 – Recourse to judicial review shall be available against all actions and acts of administration.”

In the event of a malpractice claim against a physician working in a public institution, provided that the claim does not rely on a personal fault unrelated to the physician’s duties, the action arises from conduct performed during and in connection with official duties, constituting service-related fault. In such cases, the defendant in the lawsuit will be the administrative institution to which the physician is affiliated. This type of dispute can be resolved in the administrative courts.

“… Moreover, if a public official’s conduct within or related to their duties constitutes a criminal act, involves gross negligence while performing the service, or intentionally harms someone due to hostility, political animosity, or other malicious intent, this situation should also be considered a service-related fault arising from the administration’s failure to fulfill its supervision and proper staffing obligations. Consequently, any legal action in such cases must be directed against the administrative institution

Accordingly, since the claim does not rely on a personal fault of the defendant outside the scope of their duties, the act occurred during and in connection with the official duties, and constitutes service-related fault, the proper defendant in the present case is not the public official but the administrative institution. Therefore, the lawsuit should be filed against the administration, and the legal action must be directed at the administrative body...” [5]

b. Liability of physicians in private healthcare institutions or independent practice

In the case of physicians working in private healthcare institutions or practicing independently, the relationship between the doctor and the patient is often contractual in nature. Accordingly, the physician’s liability is generally governed by the Turkish Code of Obligations. The defendant in such cases may be the physician or the healthcare institution where they work. Disputes of this nature are resolved in the judicial courts.

The Decision, bearing the Basis number 2009/15373, the Decision number 2010/5157 and dated 15.4.2010, of the 13th Civil Chamber of the Court of Cessation reads as follows:

“In private hospitals defined under the Private Hospitals Law, the patient enters into a contractual relationship with the hospital operator, and therefore the physician’s contractual liability does not arise. The physician works under the hospital operator; accordingly, the liability rests with the hospital operator. In interpreting the hospital-patient service agreement, the provisions of the agency contract are applied by analogy. Under the hospital admission agreement, the hospital operator fulfills all healthcare services through the staff employed by them. All services are performed by the hospital operator, and since there is no contractual relationship between the patient and the physician, the liability rests with the hospital operator.” [6]

 

The Decision, bearing the Basis number 2008/969 and the Decision number 2008/6813 and dated 14.11.2008, of the 15th Civil Chamber of the Court of Cessation reads as follows:

“The relationship between the plaintiffs and the defendant physician constitutes a work contract, as set out under Articles 355 and et seq. of the Turkish Code of Obligations. Any dispute between the parties must be resolved according to the provisions governing work contracts. The plaintiffs assume the role of the principal, while the defendant physician acts as the contractor. The defendant physician undertook to perform nasal and chest surgeries for K1 and a nasal surgery for K2. All of these surgeries are for aesthetic purposes. The defendant physician’s obligations are set out under Articles 356 and et seq. of the Turkish Code of Obligations. The primary obligation of the defendant is to perform the aesthetic surgeries in accordance with the plaintiffs’ requests. If performing the surgeries exactly as requested by the plaintiffs is not possible, the defendant physician has a prior duty to inform and warn the plaintiffs. In this case, the defendant has failed to provide evidence that such a warning was given. It is concluded that the defendant physician did not fully fulfill their obligations, as evidenced by Plaintiff K1 undergoing a repeat aesthetic surgery of the same nature at X1 Hospital, and, regarding Plaintiff K2, by the report dated 27.11.2006 issued by the 3rd Expertise Committee of the Forensic Medicine Institute. The existence of professional fault on the part of the defendant physician must be recognized. In this case, it is necessary to hold the defendant liable pursuant to Article 96 of the Turkish Code of Obligations.” [7]

 

5. Physicians’ Requirement for Investigation Authorization

For healthcare professionals who are public officials, complaints and reports cannot trigger a direct investigation. Following the amendment published in the Official Journal on May 27, 2022, the provisions of Law Nr. 4483 on the Trial of Civil Servants and Other Public Officials, dated December 2, 1999, shall apply to investigations concerning medical procedures and practices, including examination, diagnosis, and treatment, carried out by physicians, dentists, and other healthcare professionals working in public or private healthcare institutions and foundation universities within the scope of their professional duties.

Law on the Amendment of the Turkish Penal Code and Certain Other Laws:

“SUPPLEMENTAL ARTICLE 18- Except for those subject to the investigation procedures, set forth under Article 53 of the Higher Education Law, the provisions of Law Nr. 4483 on the Trial of Civil Servants and Other Public Officials, dated December 2, 1999, shall apply to investigations concerning medical procedures and practices, including examination, diagnosis, and treatment, carried out by physicians, dentists, and other healthcare professionals working in public or private healthcare institutions and foundation universities within the scope of their professional duties. Authorization for investigation is granted by the Professional Liability Board established within the Ministry of Health. For physicians, dentists, and other healthcare professionals working in private healthcare institutions and foundation universities, the Professional Liability Board may also assign the directors or deputies of provincial health directorates to conduct a preliminary investigation. The time periods specified in Article 7 of Law No. 4483 regarding the granting of investigation authorization are applied twice. Decisions of the Professional Liability Board may be appealed to the Regional Administrative Court of Ankara.”

In order to initiate an investigation, authorization must be obtained from the administrative authority. In compensation lawsuits, a case can be filed directly. Offenses by physicians that are unrelated to their official duties are not subject to this procedure.

A request for a preliminary investigation must be submitted to the Professional Liability Board. The authority empowered to grant investigation authorization is the Professional Liability Board itself. The Board may conduct the preliminary investigation personally or through authorized personnel (inspectors, officials of the provincial health directorates, etc.). Based on the outcome of the preliminary investigation, the Board issues a reasoned decision on whether to grant or deny authorization for a full investigation. This decision may be appealed to the Regional Administrative Court of Ankara in ten days.

Without investigation authorization, a criminal investigation cannot be initiated against physicians who are legally subject to such authorization.

6.          Negligence, Causal Link, and Burden of Proof

For liability arising from medical malpractice; fault, damage, and causal link must coexist in accordance with the general principles of tort law. In malpractice cases, the most critical element is often the establishment of causal link, as it must be demonstrated that the harm suffered by the patient directly resulted from the physician’s negligent act.

Accordingly, the following elements must be considered together:

- The physician’s conduct in violation of medical standards (negligence)

- The harm suffered by the patient

- The appropriate causal link between the harm and the physician’s act

As recognized in the practice of the Court of Cassation, the decisive factor in distinguishing between a complication and malpractice is whether the harm arose from an unavoidable risk or as a result of a breach of the duty of care. While the burden of proof generally lies with the plaintiff, expert reports play a decisive role in such disputes, particularly given their technical and specialized nature.

Furthermore, in cases of breach of the duty to inform, established case law provides that the burden of proof shifts, requiring the physician to demonstrate that the patient was adequately informed.

7.          Assessment in Terms of Statute of Limitations

The statute of limitations for lawsuits based on medical malpractice varies depending on the legal nature of the dispute and the judicial branch in which the case is filed.

a. Statute of Limitations in Lawsuits Filed under Private Law

In lawsuits filed against private healthcare institutions or independently practicing physicians, the provisions of the Turkish Code of Obligations apply, depending on the legal nature of the relationship between the parties.

In cases where the relationship between the physician and the patient is classified as a mandate contract or, in certain circumstances, as a contract for work, the statute of limitations is generally applied as:

- 10 years (TCO Art. 146).

However, in cases where the medical intervention constitutes a tort, the statute of limitations is applied as follows:

- 2 years as of the date the damage and the perpetrator are discovered

- In any case, 10 years as of the date the act occurred (TCO Art. 72).

Therefore, in a given case, correctly determining whether the relationship between the parties is contractual or constitutes a tort is crucial for establishing the applicable statute of limitations.

b. Statute of Limitations in Lawsuits Filed Against Public Healthcare Institutions

Lawsuits arising from medical interventions performed in public hospitals are heard in the administrative courts, as they are based on the administrative liability of the institution.

Accordingly, , pursuant to Article 13 of the Code of Administrative Procedure Nr. 2577: an application must be submitted to the administration

- in 1 year as of the date the damage is discovered

- in any case, in 5 years as of the date of the act.

Following the rejection or implicit rejection of the application submitted to the administration, a full remedy lawsuit may be filed in the administrative courts within the prescribed period for initiating legal action.

c. The Importance of Statute of Limitations in Practice

In malpractice cases, the statute of limitations can lead to the dismissal of a lawsuit without examining its merits, and it is a procedural objection frequently encountered in practice.

In particular, the following are crucial for determining the commencement of the statute of limitations:

- Establishing the date on which the damage was discovered

- Distinguishing between a complication and malpractice

- Determining when the medical process was completed.

Therefore, in each individual case, the statute of limitations must be carefully assessed, and the litigation strategy should be planned accordingly.

CONCLUSION

The lawfulness of a medical intervention depends on it being performed by an authorized practitioner, compliance with medical standards, the existence of a proper indication, and obtaining the patient’s informed consent. When these conditions are met, any adverse outcomes are generally considered complications, and the physician cannot be held liable.

Conversely, if medical standards are violated, the required duty of care and diligence is breached, and a causal link is established between this breach and the resulting harm, malpractice occurs, giving rise to the physician’s legal liability.

The competent authority and the applicable judicial procedure vary depending on whether the physician works in a public or private healthcare institution. Moreover, legislative amendment introduced in 2022 linking criminal investigations of healthcare professionals to a prior authorization system has established a significant protective mechanism in practice.

Accordingly, the assessment of malpractice cases should consider not only the existence of harm but also its nature, compliance with medical standards, and the causal link together.

Att. Şeymanur Elmas

References:

1. Hakeri, Tıp Ceza Hukuku (Medical Criminal Law), p. 31

2. Patient Rights Regulations (Date of the Official Journal: 01.08.1998 Issue: 23420)

3. Decision, bearing the Basis number 2025/3862, the Decision number 2025/4767 and dated 13.10.2025, of the 3rd Civil Chamber of the Court of Cessation

4. Decision, bearing the Basis number 2015/6119 and the Decision number 2015/5733, of the Fifteenth Chamber of the Council of State of the Republic of Türkiye

5. Decision, bearing the Basis number 2014/77, the Decision number 2015/1712 and dated 19.6.2015, of the General Assembly of Civil Chambers of the Court of Cessation

6. Decision, bearing the Basis number 2009/15373, the Decision number 2010/5157 and dated 15.4.2010, of the 13th Civil Chamber of the Court of Cessation

7. Decision, bearing the Basis number 2008/969, the Decision number 2008/6813 and dated 14.11.2008, of the 15th Civil Chamber of the Court of Cessation

MAKALEYİ PAYLAŞIN
MAKALEYİ YAZDIRIN